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本指南是《专利审查指南2023》的英文版。《专利审查指南2023》是专利局依法行政的依据和标准,也是有关当事人在专利申请和请求各个阶段应当遵守的规章。本指南根据2020年修正的《专利法》、2023年修订的《专利法实施细则》、国家知识产权局公告(第391号)等,在《专利审查指南2010(2019年修订)》的基础上进行了修正。本指南共六部分,包括第一部分“初步审查”、第二部分“实质审查”、第三部分“进入国家阶段的国际申请的审查”、第四部分“复审与无效请求的审查”、第五部分“专利申请及事务处理”,以及新增加的第六部分“外观设计国际申请”。
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国家知识产权局是国务院主管专利工作和统筹协调涉外知识产权事宜的直属机构。1980年经国务院批准成立。1998年国务院机构改革,中国专利局更名为国家知识产权局,成为国务院的直属机构,主管专利工作和统筹协调涉外知识产权事宜。国家知识产权局专利局为国家知识产权局下属事业单位。国家知识产权局将对专利申请的受理、审查、复审、授权以及对无效宣告请求的审查业务委托国家知识产权局专利局承担。
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Outline Contents PartⅠPreliminary Examination Chapter 1 Preliminary Examination of Patent Applications for Invention Chapter 2 Preliminary Examination of Patent Applications for Utility Model Chapter 3 Preliminary Examination of Patent Applications for Design Chapter 4 Patent Classification PartⅡ Substantive Examination Chapter 1 Inventions-Creations for Which no Patent Right shall be Granted Chapter 2 Description and Claims Chapter 3 Novelty Chapter 4 Inventive Step Chapter 5 Practical Applicability Chapter 6 Unity of Invention and Divisional Applications Chapter 7 Search Chapter 8 Procedure for Substantive Examination Chapter 9 Some Provisions on Examination of Invention Applications Relating to Computer Programs Chapter 10 Some Provisions on Examination of Invention Applications in the Field of Chemistry . Chapter 11 Provisions on Examination of Invention Applications in the Field of Traditional Chinese Medicine Part Ⅲ Examination of International Applications Entering the National Phase Chapter 1 Preliminary Examination of International Applications Entering the National Phase and Processing of Procedural Matters Thereof Chapter 2 Substantive Examination of International Applications Entering the National Phase Part Ⅳ Examination of Requests for Reexamination and for Invalidation Chapter 1 General Provisions Chapter 2 Examination of Requests for Reexamination Chapter 3 Examination of Requests for Invalidation Chapter 4 Provisions Concerning Oral Proceedings in the Reexamination and Invalidation Procedures Chapter 5 Examination of Design Patent in the Invalidation Procedure Chapter 6 Some Provisions Concerning the Examination of Utility Models in the Invalidation Procedure Chapter 7 Handling of Identical Inventions-Creations in the Invalidation Procedure Chapter 8 Provisions Concerning Issues of Evidence in the Invalidation Procedure PartⅤ Processing of Patent Applications and Procedural Matters Chapter 1 Patent Application Documents and Formalities Chapter 2 Patent-Related Fees Chapter 3 Acceptance Chapter 4 Patent Application Files Chapter 5 Confidentiality Examination of Patent Application to be Maintained in Confidentiality and Patent Application to be Filed Abroad Chapter 6 Notification and Decision Chapter 7 Time Limit, Restoration of Right, Suspension of Procedure and the Order of Examination Chapter 8 Compilation of Patent Gazette and Pamphlet Chapter 9 Grant and Termination of Patent Rights Chapter 10 Patent Right Evaluation Report Chapter 11 Patent Open License Part Ⅵ International Application of Design Chapter 1 Processing of Procedural Matters of Application for International Registration of Industrial Design Chapter 2 Examination of International Application of Design Index Annexes Patent Law of the People’s Republic of China
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Foreword
The China National Intellectual Property Administration, as the patent administration department under the State Council, commissions the Patent Office of the China National Intellectual Property Administration (hereinafter referred to as the “Patent Office”) to accept,examine and grant patent for patent applications, as well as review requests for reexamination and invalidation. The Patent Office makes decisions on behalf of and in the name of the China National Intellectual Property Administration.
In order to ensure objective, impartial, appropriate, and timely handling of patentrelated applimescations and requests in compliance with the laws, as pursuant to Rule 148 of the “Implementing Regulations of the Patent Law of the People’s Republic of China”, the China National Intellectual Property Administration enacts these Guidelines for Patent Examination (hereinafter referred to as the “Guidelines”). These Guidelines detail and supplement the provisions of the Patent Law and its Implementing Regulations, and thus serve as bases and standards for the Patent Office to refer to and follow in enforcing the relevant laws and regulations.They are also regulations which the related parties shall abide by at each of the aforesaid stages.
These Guidelines are made by revision of the previous version of 2010 in light of practice, in accordance with the “Patent Law of the People’s Republic of China”, which has been amended for the fourth time by the “Decision of the Standing Committee of the National People’s Congress on Amending the Patent Law of the People’s Republic of China” (Adopted at the 22th Meeting of the Standing Committee of the Thirteenth National People’s Congress on October 17, 2020), and the “Implementing Regulations of the Patent Law of the People’s Republic of China”, which has been amended for the third time by the “Decision of December 11, 2023, of the State Council on Amending the Implementing Regulations of the Patent Law of the People’s Republic of China”, and are hereby promulgated as regulations of the China National Intellectual Property Administration.
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